Want a refresher on SOX Section 404 requirements without reading the entire Auditing Standard 5? Need a summary to AS5? This is part 4 of a series to de-mystify SOX 404. It covers the Using a Top-Down Approach which mentions: financial statement level …
Welcome to Part 3 of Auditing Standard Number 5. AS5 has over a 100 pages which is really daunting to read for most people. I am going to make it easy to understand by focusing on key phrases. In this session we cover, Using the Work …
Want the cliff notes to Auditing Standard 5 without reading it? What is the role of risk assessment? What’s “the story” behind addressing the risk of fraud? I will go over all of this in part 2 of a series to de-mystify SOX 404. It will cover the following sections from the…
This training blog is made for you to understand Auditing Standards No. 5 without having to go through over a hundred-page book lecture. This will give context to the SOX 404 requirements, so it’s recommended for those looking for a refresher or just new to SOX 404.
As part of SOX compliance, if you are using NetSuite, you will need to review…
This is part 2 of the NetSuite SSAE 16 review and mapping of controls series. As reminder, in part 1, we discussed how to review the report and see whether the report is a Type I or Type II report that you can rely on. We also discussed what an unqualified opinion is and how to read it. […]
NetSuite has become a popular ERP solution for many mid-size companies. If you use NetSuite…
Welcome to Part-3 of SSAE16 How to Review and Map Controls for Equity Edge. In this final part, we will focus on: What controls am I relying on? What do I do after I review the SSAE 16 report as evidenced of my review and documentation?
Welcome to Part 2 of SSAE16 – How to Review and Map Controls for Equity Edge. Many of our public clients used Equity Edge and part of SOX compliance; they have to review the SOC 1 reports to see if they can rely on the controls and what else they need to do to document them.
Welcome to SSAE16 How to review and Map Controls for Equity Edge – Part 1. Many of our clients who are required to be SOX compliant used Equity Edge for their stock based compensation calculations and as a result after reviewing the SSAE16, otherwise known as the…