SOX Archives - Page 4 of 5

#19 | Part 3 – Work of Others and Materiality in Demystifying SOX 404 – Auditing Standards 5

Welcome to Part 3 of Auditing Standard Number 5. AS5 has over a 100 pages which is really daunting to read for most people. I am going to make it easy to understand by focusing on key phrases. In this session we cover, Using the Work …

#18 | Part 2 – Fraud Risk in Demystifying SOX 404 – Auditing Standards 5

Want the cliff notes to Auditing Standard 5 without reading it? What is the role of risk assessment? What’s “the story” behind addressing the risk of fraud? I will go over all of this in part 2 of a series to de-mystify SOX 404. It will cover the following sections from the…

#17 | Part 1 – Integrated Audit and Planning in Demystifying SOX 404 – Auditing Standards 5

This training blog is made for you to understand Auditing Standards No. 5 without having to go through over a hundred-page book lecture. This will give context to the SOX 404 requirements, so it’s recommended for those looking for a refresher or just new to SOX 404.

#10 | Part 3 SSAE – 16 How to Review and Map Controls for Equity Edge

Welcome to Part-3 of SSAE16 How to Review and Map Controls for Equity Edge. In this final part, we will focus on: What controls am I relying on? What do I do after I review the SSAE 16 report as evidenced of my review and documentation?

#9 | Part 2 of SSAE – 16 How to Review and Map Controls for Equity Edge

Welcome to Part 2 of SSAE16 – How to Review and Map Controls for Equity Edge. Many of our public clients used Equity Edge and part of SOX compliance; they have to review the SOC 1 reports to see if they can rely on the controls and what else they need to do to document them.

#8 | Part 1 of SSAE16 – How to Review and Map Controls for Equity Edge

Welcome to SSAE16 How to review and Map Controls for Equity Edge – Part 1. Many of our clients who are required to be SOX compliant used Equity Edge for their stock based compensation calculations and as a result after reviewing the SSAE16, otherwise known as the…