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SOX

#60 | SOX Test of Effectiveness & Documentation

Here is an overview of what the testing training will cover. Our testing is on Test of Effectiveness or TOE. We’re verifying that control has been in place, and it operates as it was designed over a period of time. Lead Sheet & Control Descriptions; Test Procedures; & Workpaper Documentation

#59 | SOX Walk-through Overview

In this session, I will be reviewing with you a SOX Walk-through and an example of documentation and what level of detail is needed so that auditors can rely on your work. Objectives of Walk-through; Control Descriptions; Walk-through Procedures; and Document Example.

#39 | SOX System Report Testing

Welcome to SOX system reports testing. Report testing has received a lot of focus by external auditors and the PCAOB recently so we want to address it today. The reason these system-generated reports are important is because management uses them to make judgements for booking journal entries or recording financial transactions and…

#38 | Best Practices for SOX Kick-off Meetings

It’s always great to apply the effective and best practices for SOX Kick-off meetings. It’s not just a meet and greet meeting, it’s the opportunity to set the expectations and alignment with the project team and the client to be able to launch or improve a SOX project successfully…