Menu Close

#31 | Part 1 SOX 302 Certification Set-up

Today, we are going to talk about SOX 302 certification process and how to set it up. Once we have an overview of the SOX requirements, we can focus on building a scalable 302 certification process. In this series, we go through the 4 steps on how to do it practically. We’ll also tackle some tips on how to make things automated…

#29 | Cyber Security and SOX

Welcome to the top 10 cyber security issues and SOX. A lot of our clients ask how cyber security interacts with SOX. As you know SOX is about financial reporting and the disclosures and controls around financial reporting and how they impact financial reporting. Cyber security is relevant to SOX to the extent that the losses impact your financial …

#28 | Top 10 SOX Trends in 2016

Today, we cover the Top 10 SOX trends in 2016. We want to share what we see working with multiple clients and various Big 6 auditors. At the end of each year, our team gets together […]

#24 | Part 8 – Controls Testing, Design Effectiveness and Operating Effectiveness in Demystifying SOX 404 – Auditing Standard 5

Welcome to Part 8 of Auditing Standard No. 5. This segment focuses on the following: Selecting Controls to Test; Testing Design Effectiveness; and Testing Operating Effectiveness. This training gives context to SOX 404 requirements. This is meant to be easy to understand, especially for those with first time exposure to…